DOP is traditionally used as a general-purpose plasticizer for PVC. However, due to toxicity problems, it is on way out in many countries and banned for PVC products in food and health application.
Among non-phthalate plasticizers, citrate plasticizers that are esters of citric acid, are strong contenders to replace DOP.
Bio-based plasticizers are polymer additives meant for improving flexibility, softness, workability, and volatility of the plasticized materials.
These are based on renewable resources and produced from vegetable raw materials such as soybean, palm, castor oil, citrates, stearic acid, and starch.
The Bio-based Plasticizers are widely used in PVC formulations.
Benefits of citrate plasticizers:
Citrate plasticizers are valued because they are “natural products", which may have high bio-based content (depending on how they are made) and they have low toxicity, though they cost more.
Citrate plasticizers offer better biodegradability and less biochemical side effects.
Blood bags and multiple blood bags made from such citrate plasticized PVC film materials have high O2transmissibility, and withstand breakage at low temperatures.
Citrate plasticizers are used in food packaging products, cling wrap, and medical applications.
It can also be used to increase gelation speed in PVC plastisols.
Citrates are used in toys produced by the plastisol process.
Esters of citric acid are also used as foam inhibitors.
Citrates are compatible with polymers like PVC, PVA, PVB, polypropylene.
How citrate plasticizers are manufactured?
Citric acid is a naturally occurring tribasic acid and carries a hydroxyl group, that impairs its compatibility with PVC.However, it acts as a unique raw material for plasticizers.
Citrate plasticizers are manufactured by reacting citric acid with alcohols (ROH), having different R (alkyl) groups. Thus:
Partial citrate esters (with free OH group available) are useful as plasticizers
However, citric acid’s lone hydroxyl group impairs PVC compatibility.
This drawback is removed by acetylation of OH group.
What is acetylation and what are the benefits?
In acetylation reaction, the hydrogen atom of an alcohol group is replaced with an acetyl group (CH3C=O), due to which ester is formed.
The products formed during acetylation consist of an acetoxy functional group AcO or OAc, (CH3C=O)-O- that differs from the acetyl group by the presence of additional oxygen atom.
Acetylation of citrate plasticizer improves its efficiency, tensile strength and elongation at break.
Also, it does not support fungal growth.
The acetylation reactions for ATBC are as follows1:
Low molecular weight Tri ethyl citrate is used in cosmetic and personal care products.
Mohan S. Mahal et al (Bayer Corp.) reported that preferred plasticizers for PVC include tri-esters of citric acid or acylated citric acid and 4 – 10 carbon alcohols such as acetyl tri-butyl citrate, n-butyryl tri-n-hexyl citrate and acetyl tri-n-octyl or decyl citrate.
Higher molecular weight citrates like acetyl tri-n-hexyl citrate (ATHC) and n-butyl tri-n-hexyl citrate are recommended for medical devices, such as blood bags, and tubing.
Higher molecular weight citrates are more permanent but less efficient than DEHP.
Which citrates are generally used for plasticizing PVC?
Not all the citrates are suitable for PVC.
Volatility reduces with increasing carbon atoms.
Acetylated Tri butyl citrate has found limited use in PVC because of inferior low temperature properties and resistance to aqueous extractions.
Some of the products that are used in vinyl formulations are:
Acetyl tri-n-butyl citrate is recommended for children’s toys, food wraps, beverage tubing and helmet crown liners.
Acetyl tri-n-hexyl citrate is recommended for medical devices.
n-Butyl tri-n-hexyl citrate is also recommended for medical devices.
Some of the drawbacks of citrate plasticizers are:
Volatility is high,
Citrates lack permanency and therefore, are not employed in resilient applications like cables, flooring or roofing.